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Articles By rosa rothman
Direct Public Offering Pointers
By: rosa rothman
In a direct public offering management sells shares of the company’s stock directly to investors, rather than through the efforts of an underwriter. A direct public offering eliminates costs and risks associated with reverse merger transactions.
Companies using a direct public offering should consider the pointers below to ensure a successful and cost-effective going public transaction.
Securities Attorney
The direct public offering process provides options for multiple structures, each with its own unique benefits and requirements. The decision about the appropriate going public structure often involves complex legal issues that vary depending upon the needs of the particular company involved.
Direct public offerings involve complex disclosures and legal issues, including those required by the Form S-1 registration statement. Forms S-1 are reviewed by the Corporation Finance Division of the Securities and Exchange Commission (“SEC”). Each of the multiple reviews prompts comments to which the company must respond with the help of its securities attorney. The attorney will draft these responses and file amendments to the registration statement. When the SEC examiners feel the Form S-1 has satisfied all requirements, the registration statement will be deemed effective.
Once a company completes its direct public offering, it will be fully reporting with the SEC and must submit various reports and filings, including but not limited to Forms 10-K, 10-Q and 8-K.
Only a qualified securities attorney can provide the guidance necessary to determine the appropriate structure for the direct public offering and compile the required disclosures. Companies should ensure that their own best interests are their priority and avoid lawyers who have been involved in repeated reverse merger transactions.
Seed Shareholders(read
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Category : Investing / Finance
Sec Webiste Provides Trading Data To The Public
By: rosa rothman
A new SEC website will give the public access to data that became available earlier this year when SEC launched its Market Information Data Analytics System (MIDAS), an internal agency system that provides SEC information about security orders posted by the nation’s stock exchanges and trading platforms.(read
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View : 284 Times
Category : Business
Ross Entertainment & Dwayne Bigelow Discuss Documentary
By: rosa rothman
Dwayne Bigelow & Brian Gurian Announce Documentary -- Dwayne Bigelow discusses the new documentary “Come to the Table” and the life story of Brian Gurian, world champion Bull Rider from Spain. “Come to to the Table” is a docudrama based on the true life story of Brian Gurian, written by author New York writer, Dwayne Bigelow.(read
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View : 458 Times
Category : Computers
Raising Capital 101 L Brenda Hamilton Attorneysecurities Lawyer 101 Blog
By: rosa rothman
A private or public company can raise capital in a variety of ways. Traditional sources of capital for companies include loans from financial institutions such as a bank, or from friends and family as well as receivable financing. Companies raising capital in going public transactions often do so by selling their securities prior to filing an SEC registration statement.(read
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View : 291 Times
Category : Business
It Jobs: A Promising Future
By: rosa rothman
Information technology has entered almost in all sphere of our life and its fans are going public. From electricity bill payment to shopping all are related and effected by IT in some way to other. Industries are automating their task to cut down manual labor cost.(read
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View : 269 Times
Category : Business