Here's the recent articles submitted by brenda hamilton
Articles By brenda hamilton
The Crowdfunding Rule 506 Distinction
By: brenda hamilton
The JOBS Act’s new rules permitting general solicitation and advertising in Rule 506 private placements will become effective on September 23, and there is still some confusion about crowdfunding and Rule 506.(read
entire article)
View : 408 Times
Category : Business
Form 10 Shells In Going Public Matters
By: brenda hamilton
Issuers seeking to raise capital often attempt to go public using a reverse merger with a public shell. Blank check companies that file Form 10 Registration Statements are marketed as vehicles private companies can use to go public easily.(read
entire article)
View : 323 Times
Category : Business
Regulation S And Foreign Issuers
By: brenda hamilton
Foreign private issuers may raise capital in the U.S. by filing a registration statement under the Securities Act of 1933, as amended (the "Securities Act") or by selling securities that are exempt from the SEC's registration requirements.(read
entire article)
View : 362 Times
Category : Business
Going Public On The Pink Sheets Using Form 211
By: brenda hamilton
Private companies seeking to go public are opting to list on the OTCMarkets OTC Pinks.(read
entire article)
View : 400 Times
Category : Business
Confidential Submission Of Draft Registration Statements
By: brenda hamilton
The JOBS Act allows an “emerging growth company” to submit a Form S-1 registration statement on a confidential basis.(read
entire article)
View : 581 Times
Category : Investing / Finance
Rule 506 Changes Private Placements
By: brenda hamilton
Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for private companies to raise capital before, during and after a going public transaction.(read
entire article)
View : 310 Times
Category : Business
Sec Trading Suspensions
By: brenda hamilton
The Securities Exchange Act of 1934 authorizes the Securities and Exchange Commission (the “SEC”) to issue a trading suspension for up to ten business days.(read
entire article)
View : 285 Times
Category : Business
Sec Bans Bad Actors
By: brenda hamilton
On July 10, 2013, the SEC adopted amendments to Rule 506 of Regulation D.(read
entire article)
View : 336 Times
Category : Internet Marketing
Going Dark
By: brenda hamilton
Some issuers are evaluating whether any benefits of public company status remain. In some instances, issuers are seeking to voluntarily deregister with the SEC - commonly referred to as “going dark”.(read
entire article)
View : 399 Times
Category : Business
Legal Opinions
By: brenda hamilton
In the penny stock markets it has become almost common practice for restricted stockholders to attorney shop for legal opinion writers so that they can receive unrestricted or free trading securities.(read
entire article)
View : 380 Times
Category : Business
